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Standards for safety when using collaborative robots

The use of collaborative robots can be considered to be part of the fourth industrial revolution, Industry 4.0. ISO 8373 defines an Industrial Robot as: “An automatically controlled, reprogrammable, multipurpose manipulator programmable in three or more axes, which may be either fixed in place or mobile for use in industrial automation applications.”

Collaborative Robots, sometimes referred to as cobots, are designed to work alongside humans in a ‘collaborative workspace’, an area where the robot and the human can perform tasks simultaneously. This means that unlike more traditional machines, which are ‘caged’ by a guarding mechanism, collaborative robots often operate in the human-occupied workspace without safety fencing. However, not all collaborative robots are guard-free, depending on their function and related safety requirements. Besides the robot itself, the collaborative robot might include an ‘end effector’, that is the tool adapted on the robot arm with which the robot performs tasks, and the objects moved by it, and the risks associated with these parts also need to be considered.

The increased need for adequate protection of people from the safety risks associated with industrial robot systems led to the development of EN ISO 10218:2011, an international and European standard which covers the safety requirements for industrial robots. The standard is in two parts and replaced the 2006 version.

In order to ensure that humans are not exposed to unacceptable risks when working collaboratively the current standards describe four separate measures that can be used to provide risk reduction. These are safety-rated monitored stop, hand guiding, speed and separation monitoring, and power and force limiting by inherent design or control. It is required that at least one of these requirements needs to be fulfilled, in addition to having visual indication that the robot is in collaborative operation.

While EN ISO 10218 contains some guidance on the use of collaborative robots, with the rapid pace of technological development, it was widely acknowledged that this guidance needed to be enhanced. Consequently, a Technical Specification (ISO/TS 15066 Robots and robotic devices – Safety requirements for industrial robots – Collaborative operation) was published in 2016. ISO/TS 15066 covers:

The design of the collaborative work space
The design of the collaborative operation
Methods of collaborative working
Changing between collaborative/non-collaborative or different methods of collaboration
Operator controls for different applications

The methods of collaborative working ‘speed and separation monitoring’ and ‘power and force limiting’ are particularly elaborated on in ISO/TS 15066. This includes recommendations for ‘biomechanical limits’ of pain thresholds for specific parts of the human body.

The rationale for creating biomechanical limits was established in conjunction with testing conducted by the University of Mainz (Germany). Testing was conducted using 100 healthy adult test subjects on 29 specific body areas, and for each of the body areas, pressure and force limits for quasi-static and transient contact were established evaluating onset of pain thresholds. There are also working groups of the standards organisations reviewing various aspects of human-machine interactions, which will also inform the development of future standards. But for now, EN ISO 10218 Parts 1 and 2, and the ISO/TS 15066 specification defines the safety requirements for the sphere of collaborative robots, with the most relevant published guidance being contained in EN ISO 10218.

In all four of the measures described above, the safety related control system that provides this functionality needs to meet either:

Safety Performance Level d (PLd), with Category 3 architecture (the identified level to which the safety related parts of a control system resist faults and their subsequent behaviour if a fault occurs) outlined within the standard EN ISO 13849, or
Safety Integrity Level 2 (SIL 2) with hardware fault tolerance (HFT) 1, as set out in EN [IEC] 62061.

The cobot sees the dawn of robotic systems that can safely interact with human workers while effectively performing simple industrial tasks. While the advent of the cobot offers exciting possibilities for industry, some end-effectors may create hazards, especially as contact between the collaborative robot and the operator can lead to the possibility of collision. It is therefore vital that a complete risk assessment is undertaken before a cobot is deployed, as you would with any machinery in the workplace. This must cover the intended use of the cobot, as well as any reasonably foreseeable misuse, with the basis for this risk assessment being EN ISO 12100, in order to provide a presumption of conformity with the Machinery Directive.

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